Recent Arbitrations​

  • Breach of fiduciary duties, misrepresentation, for stock broker’s churning of accounts and sale of unauthorized stocks, self dealing, consequential damages, punitive damages.

  • Negligence in denial of account access by brokerage, misrepresentation.

  • Fraud, breach of fiduciary duty, conflict of interest in brokerage’s sale of investment grade derivatives, and secretly participating in purchasing and selling derivatives in auction market that determined periodic interest rate changes.

  • Breach by brokerage of securities statutes and rules of securities industry by negligence, concentration in speculative stocks, recommendation of unsuitable investments, breach of fiduciary duty.

  • Gross negligence in managing stock portfolio by broker, misrepresentation, failure to supervise by brokerage, breach of fiduciary duty.

  • Commercial rent review and determination of rent on renewal, interpretation of agreement on costs of the arbitration.

  • Breach of investment agreement in limited partnership and collateral remedies.

  • Breach of representations and warranties on sale of manufacturing business.

  • Breach of covenant not to compete or solicit customers and employees by former senior employee of international manufacturing business.

  • Cyber-squatting on internationally recognized domain names.

  • Cancellation of franchise agreement and recovery of premises.

  • Cross-border debt collection on defaulted franchise agreement.

  • Interpretation of infrastructure construction contracts and claim for payment for change orders.